CFA Society Hong Kong

【Turning EDGAR Filings into Alpha: Comparing LLMs, Dictionary-Based Methods, and Machine Learning】

At our recent Quant luncheon, featuring Yunan Liu, PhD, Director of Quantitative Research at ExtractAlpha, we explored how regulatory filings can be transformed into actionable investment signals by comparing dictionary based methods, which offer transparent and fast indicators of sentiment, traditional machine learning approaches that enhance pattern recognition across large datasets, and large language models (LLMs) that excel at capturing nuance, context, and qualitative insights at scale.

Our special gratitude goes to Alice Wong, CFA, Executive Director of CFA Society Hong Kong, for expertly moderating the discussion and guiding a thoughtful Q&A. Thank you for everyone’s participation and we look forward to continuing the Quant Luncheon series.

👉👉 Don’t miss out on the exclusive benefits and events we have planned. Renew your CFA Society Hong Kong membership today or join us now if you haven’t yet to stay connected, informed, and ahead in your professional journey. 🔗 https://tinyurl.com/3y6une53

【Trivium x CFA Society Hong Kong – Networking Drinks Evening at Nexxus Hub】

👉👉 Exclusively for FY2027 Society members! Register via our website 🔗 https://tinyurl.com/4mexxufy

CFA Society Hong Kong and Trivium Asset Management invite you to an evening of networking and high-level market insights at the Nexxus Hub in Central.

During the event, representatives from Trivium will share their perspectives on real estate investment fundamentals, current market trends across the Asia Pacific region, hospitality investment opportunities, and key considerations influencing investment decisions in Japan and Hong Kong.

Whether you are a seasoned alternative investments expert or looking to expand your real assets portfolio, this is a prime opportunity to connect with fellow Society members, industry practitioners, and peers.

📅 30 July 2026 (Thursday)
⏰ 5:45 PM – 8:00 PM
📍 23/F, Nexxus Building, No. 41 Connaught Road Central, Hong Kong
💰 HK$50 (FY2027 Society Members only)

【Earn Your CFA® Charter & Accelerate Your Career】

CFA Society Hong Kong recently hosted an exclusive event dedicated to helping candidates who passed the CFA Level III exam take their final steps toward earning the CFA designation. We were thrilled to welcome over 30 ambitious participants who joined us to master the membership application process!

During the session, we walked the audience through the membership requirements and the steps to obtain the official CFA charter. Our gratitude goes to the three guest speakers and volunteers of the Society who shared the benefits of joining the Society after earning the CFA charter and discussed how the membership has supported their professional careers: Janice Hon | David Tsoi, CFA | Benjamin Xu, CFA

We look forward to seeing these aspiring finance professionals at our Awards Night in November 2026!

👉👉 Take the final step to earn your CFA charter if you have passed the Level III exam and accumulated the required professional work experience: 🔗 https://tinyurl.com/bdzarajj

Discover the Society’s services and support for CFA exam candidates: 🔗 https://tinyurl.com/2p9k459n

【Presidential Moment: Fireside Chat with Mr. Mahesh Harilela】

Our recent Fireside Chat with Mahesh Harilela, Family Council Convenor of Harilela Group Ltd., was a resounding success!

We dove deep into the world of multigenerational family businesses, patient capital, governance, and Hong Kong’s future as a global financial hub. The discussion highlighted how family enterprises navigate the balance between legacy and innovation, with a strong emphasis on adopting a long-term, generational approach to risk and return.

Through this exclusive session, our members gained valuable insights into sustaining vision across generations, maintaining effective governance as families evolve, and approaching emerging investment frontiers with discipline and clarity.

A heartfelt thank you to Mr. Harilela for his candid insights, and to Dr. Alvin Ho, CFA, President of CFA Society Hong Kong, for moderating such a thought-provoking conversation!

👉👉 Don’t miss out on the exclusive benefits and events we have planned. Renew your CFA Society Hong Kong membership today or join us now if you haven’t yet to stay connected, informed, and ahead in your professional journey. 🔗 https://tinyurl.com/3y6une53

【CFA Control Room Alumni Network】

👉👉 Read the full article 🔗 https://tinyurl.com/mr22tfaj

Our most recent article, “從「管家」到「規劃師」：家族辦公室的沿革、政策生態與發展機遇” (From ‘Steward’ to ‘Strategic Planner’: The Evolution, Policy Ecosystem, and Development Opportunities of Family Offices), by Arthur Lam, CFA, Member of the Investor Education Sub-Committee of CFA Society Hong Kong, has just been published on MetroFinance.Biz (Metro Broadcast 新城廣播有限公司)!

In this article, Arthur explores key themes shaping the family office landscape, including the rise of family offices, the role of government policies, as well as the challenges and opportunities ahead. Arthur offers valuable insights into the development, competitiveness, and future potential of Hong Kong’s family office ecosystem.

About CFA Control Room:

CFA Control Room (CFA指揮室) is our public awareness program, consisting of interviews with seasoned practitioners in the finance industry. The program has been offered in collaboration with Metro Finance (新城財經台) and Hong Kong Economic Journal (信報) since 2014. CFA Control Room Alumni Network is formed by past speakers and dedicated volunteers of CFA Control Room. Together, we are committed to promoting investor education and making a difference in our community!

【2026 Sustainable Investing Symposium】

CFA Society Hong Kong was proud to host the third edition of our flagship 2026 Sustainable Investing Symposium, bringing together around 100 industry leaders and practitioners.

Under the theme “Navigating the New Frontier: Policy, Practice, Portfolio: Three Lenses on Sustainable Finance, Geopolitics, and AI,” the symposium explored how sustainable investing is evolving at a critical inflection point. From the convergence of policy and portfolio construction to navigating geopolitical divergence and harnessing the power of AI, the discussions highlighted the forces reshaping the investment landscape.

🌐 Panel 1: Policy, Practice, Portfolio: Three Lenses on Sustainable Finance
Representatives from regulatory, industry, and practitioner communities explored emerging trends, policy developments, and practical market approaches. 🎤 Alice Wong, CFA | Tracy Wong Harris | Ronald Young, CFA | Sophie Zheng

⚖️ Panel 2: The Global Sustainability Nexus: Navigating Divergence across the EU, US, and China
Speakers delved into the strategic divergence between the world’s three largest economic engines—the EU, the US, and China—and how investors can navigate conflicting frameworks to drive alpha while managing complex compliance standards. 🎤 Tim Chan, CFA | Frank Tsui, CESGA | Maxwell Lulavy | Michelle Xian, CFA

🤖 Panel 3: The AI Venture Landscape: Scaling Sustainability from Lab to Market
A strategic deep dive into the practical application of AI, examining how AI-driven solutions are tackling critical sustainability challenges across environmental and social domains—from early-stage startups to established growth platforms. 🎤 Fred Li, CPA, CESGA | Dr. Joanne Huang | David Liu | Erika Rodriguez | Dr. Kyle Wong

A special thank you to Dr. Alvin Ho, CFA, President of the Society, for kicking things off with his opening remarks; Richard Mak, CFA, Immediate Past President and Executive Director, for the closing speech; and Wenyi Ma, CFA, for seamlessly hosting the event. We would also like to express our gratitude to HKU iCube for their generous venue sponsorship and invaluable support in making this event a resounding success!

👉👉 Don’t miss out on the exclusive benefits and events we have planned. Renew your CFA Society Hong Kong membership today or join us now if you haven’t yet to stay connected, informed, and ahead in your professional journey. 🔗 https://tinyurl.com/3y6une53

【Navigating Private Credit: Restructuring Dynamics and Market Evolution】

👉👉 Register via our website 🔗 https://tinyurl.com/mv5v423s

Join us for an insightful qualified luncheon designed for professionals with a strong foundation in private credit, alternative investments, and corporate finance.

Hear from four industry veterans who will explore the evolving global private debt landscape across direct lending, mezzanine, and distressed strategies; the implications of a “higher-for-longer” interest rate environment on credit performance and portfolio yields; and practical approaches to restructuring and recovery, illustrated through real-world case studies.

👤 Derek Fin, Head of APAC Private Credit Business Strategy & Development, Invesco
👤 Ivan Ho, CFA, CEO, RealVantage Hong Kong
👤 Patrick Lui, CFA, Chief Investment Officer, GRT Capital Management
👤 Alex Lau, CFA, Investment Director, Gate3 Capital (moderator)

📅 17 July 2026 (Friday)
⏰ 12:30 PM – 1:30 PM
📍 CFA Society Hong Kong, 14/F, Bank of Dongguan Tower, 136 Des Voeux Road Central, Hong Kong
💰 HK$100 (CFA Society Hong Kong members) / HK$300 (Non-members)
📝 1 CPT Hour